All NYSE exchanges are registered securities exchanges, and are subject to the regulatory oversight of the SEC. All rules and rule amendments filed and approved by the SEC pursuant to Section 19(b) of the Securities and Exchange Act of 1934 and Rule 19b-4 thereafter.
Proposals and approvals to amend rules incorporated by reference from the rulebooks of other SROs.
Proposals and approvals to amend rules incorporated by reference from the rulebooks of other SROs.