NYSE American is a competitively priced venue that blends unique features derived from the NYSE, such as electronic Designated Market Makers (e-DMMs) with quoting obligations for each NYSE American-listed company, with NYSE Arca's fully electronic price/time priority execution model.
Market Makers subject to the Aggregate Indebtedness Requirement maintain minimum net capital that is the greater of:
Market Makers subject to the Alternative Net Capital Requirement must maintain minimum net capital that is greater than:
Firm must be an ETP Holder and can apply to be a registered Market Maker by filing a written application with NYSE American. The registered Market Makers will be designated as dealer specialists on NYSE American for all purposes under the Exchange Act.
NYSE American Market Maker Orientation
The Market Maker Orientation is an introduction to NYSE American Market Maker access, obligations, requirements and order types. Please review and certify that you have completed and understand the policies and procedures set forth in the Market Maker Orientation by signing the last page of the PowerPoint and returning it to Client Relationship Services.
NYSE American will review this document upon receipt, and Market Maker Registration becomes effective when the applicant receives approval notice from NYSE American.
Please complete one of the following documents:
Application for Market Maker Registration
Registered Trader Applications
MMATs must not be subject to statutory disqualifications.
NYSE Pillar FIX Gateway Specification
NYSE Pillar Binary Gateway Specification
If you already have a SFTI or a third-party extranet line and have certified your FIX/Binary application, you can request creation, modification or removal of Production Sessions by contacting our Production Support Group at the email link or phone number below. The Production Support group facilitates all production connectivity and provides support for all production sessions.
Beginning in May 2024 for the April billing cycle, Direct Debit via DTCC (“Direct Debit”) is the default payment method for Exchange fees.
The Exchange will send monthly electronic invoices, generally by the fifth business day of each month, for fees or rebates generated in the prior month.
The Exchange will subsequently initiate the debit of any fees due to the Exchange for the prior month on or about the 15th day of the month.
Firms can dispute an invoice in writing by the 15th of the month or the following business day if the 15th is not a business day. If the disputed amount is $10,000 or greater, the Exchange will not include the disputed amount in the debit pending resolution of the dispute.
Credit balances will be paid by the Exchange via wire transfer.
Firms may opt out of Direct Debit by completing this form and returning it to [email protected]
Firms with multiple MPIDs must contact [email protected] to establish a default billing MPID and associated DTCC number, from which firm level fees will be collected.
NYSE Pillar NGW Session Request Form